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FINRA Series 7 Certified Professional Salary

The average Salary of a Series 7 Certified Professional Salary in

  • United States: 90,000+ USD
  • India: 12,00,000 INR
  • Europe: 35,864 Euro

How much FINRA Series 7 Certification Exam cost

The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Topic 1: Evaluates Customers' Financial Profile- Customer investment objectives and risk tolerance
- Financial status and suitability assessment
Topic 2: Seeks Business for the Broker-Dealer- Understanding regulatory constraints on communications
- Prospecting clients and marketing products
Topic 3: Processes Customer Orders- Order entry, execution, and settlement basics
- Trade reporting and confirmation procedures
Topic 4: Makes Recommendations and Transfers Assets- Suitability and recommendation rules
- Account transfers and asset movement procedures
Topic 5: Provides Information About Investments- Equities, fixed income, and packaged products
- Taxation and risk characteristics

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